Remote Auditing Jobs · Financial Services

• Perform trade and position reconciliation to ensure accurate reporting.
• Complete regulatory reporting tasks, including CAT reporting, rule 606, and best execution analysis.
• Assist with regulatory inquiries and exams, including document and data retrieval.

The Operations & Trade Support Associate plays a critical role in ensuring the smooth daily functioning of the broker-dealer by supporting trade execution, operational processes, settlements, reconciliations, and regulatory compliance, facilitating trade support activities, monitoring risk, and collaborating closely with Clearing, Compliance, Finance, and Customer Experience teams.

The Senior Director of Risk Management will design, operate, and enforce our Enterprise Transaction Risk Governance Program. This leader will own the transaction governance framework, oversee risk reporting, build our Risk Control Self-Assessment (RCSA) Program, and contribute to our Data Governance program. The position requires deep regulatory fluency, strong cross-functional influence, and presence at the executive level.

Lead the global Internal Audit function, building and executing the annual audit plan and overseeing the team and co-sourced partners. Ensure strong alignment with regulatory expectations while shaping a technology-forward audit function at the forefront of crypto and financial innovation. This role reports to the Senior Director of Risk and Audit.